Lisa Jane Millward

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millward Wealth Management Limited

    FRN 919164

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Sep 2020)
    • [FCA CF] Client dealing (since 21 Sep 2020)
    • Responsibility for MCD Intermediation (since 14 Aug 2020)
    • Responsible for Insurance Distribution (since 14 Aug 2020)
    • SMF16 Compliance Oversight (since 14 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Aug 2020)
    • SMF3 Executive Director (since 14 Aug 2020)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Oct 2013 to 5 Feb 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Jun 2008 to 22 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.