Lisa Haines

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
    • [FCA CF] Client dealing (since 11 Aug 2025)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 15 Jul 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Jul 2019)
    • CF30 Customer (27 Sep 2013 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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