Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Jan 2019 to 17 May 2019)
- CF1 Director (10 Oct 2012 to 17 May 2019)
- CF29 Significant management (10 Oct 2012 to 17 May 2019)
- CF30 Customer (10 Oct 2012 to 17 May 2019)
- CF28 Systems and controls (1 Nov 2007 to 17 May 2019)
- CF13 Finance (1 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.