Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Capital Management Limited (no longer approved here)

    FRN 180891

    • CF10 Compliance Oversight (1 Jan 2019 to 17 May 2019)
    • CF1 Director (10 Oct 2012 to 17 May 2019)
    • CF29 Significant management (10 Oct 2012 to 17 May 2019)
    • CF30 Customer (10 Oct 2012 to 17 May 2019)
    • CF28 Systems and controls (1 Nov 2007 to 17 May 2019)
    • CF13 Finance (1 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.