Lisa Francis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc

    FRN 169628

    • [PRA CF] Managing a material risk taker (since 26 Mar 2026)
    • [FCA CF] Client dealing (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
    • [FCA CF] Material risk taker (since 6 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jul 2023)
    • [PRA CF] Managing a material risk taker (6 Jul 2023 to 11 Dec 2023)
  • Lloyds Bank PLC

    FRN 119278

    • [PRA CF] Managing a material risk taker (since 16 Jul 2024)
    • [FCA CF] Material risk taker (since 6 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jul 2023)
    • [FCA CF] Client dealing (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
    • [PRA CF] Managing a material risk taker (6 Jul 2023 to 11 Dec 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 27 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 2 Apr 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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