Lisa Ford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (since 4 Feb 2026)
- CF30 Customer (since 21 Oct 2025)
Principle Financial Services Ltd
FRN 786445
- (2)Employed By (since 21 Oct 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (4 Feb 2025 to 19 Sep 2025)
- CF30 Customer (13 Jan 2025 to 19 Sep 2025)
Gibson Private Wealth Ltd (no longer approved here)
FRN 1018944
- (1)Employed By (13 Jan 2025 to 19 Sep 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.