Lisa Ann Phillips

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2024)
    • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (12 Dec 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.