Lisa Ambler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Sep 2009 to 28 Feb 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 8 Sep 2006)
  • Tudor Financial Consultants Limited (no longer approved here)

    FRN 216553

    • Employed By (12 Feb 2007 to 3 Nov 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Mar 2002 to 25 May 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.