Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (145)CF11 Money Laundering Reporting (11 Oct 2002 to 31 May 2003)
- (144)CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
- (146)CF1 Director (1 Dec 2001 to 31 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (144)CF21 Investment Adviser at STIFEL EUROPE LIMITED
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controlled function added: (145)CF11 Money Laundering Reporting at STIFEL EUROPE LIMITED
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controlled function added: (146)CF1 Director at STIFEL EUROPE LIMITED