Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (145)CF11 Money Laundering Reporting (11 Oct 2002 to 31 May 2003)
    • (144)CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
    • (146)CF1 Director (1 Dec 2001 to 31 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (144)CF21 Investment Adviser at STIFEL EUROPE LIMITED

  2. controlled function added: (145)CF11 Money Laundering Reporting at STIFEL EUROPE LIMITED

  3. controlled function added: (146)CF1 Director at STIFEL EUROPE LIMITED