Ling Luo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company
FRN 170462
- [FCA CF] Manager of certification employee (since 14 Apr 2023)
- [FCA CF] Material risk taker (since 16 Aug 2018)
- [FCA CF] Manager of certification employee (23 Mar 2020 to 10 Nov 2022)
- [FCA CF] Client dealing (16 Aug 2018 to 24 May 2022)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (8 Jan 2010 to 20 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.