Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 3 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2024)
- Responsibility for MCD Intermediation (21 Mar 2016 to 3 Jan 2025)
- CF1 Director (3 Nov 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
- CF30 Customer (3 Nov 2014 to 8 Dec 2019)
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- CF1 Director (21 Jan 2010 to 30 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.