Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eight Wealth Management Limited
FRN 416757
- (44)Employed By (since 21 Feb 2020)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Apr 2012)
- CF1 Director (AR) (4 Apr 2012 to 2 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 29 Mar 2012)
- CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 20 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.