Lindsay Christina Loxley

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Compass Financial Management LLP (no longer approved here)

    FRN 524428

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2023)
    • SMF27 Partner (9 Dec 2019 to 10 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Feb 2023)
    • CF4 Partner (23 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (23 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jul 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Jul 2010 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 4 Apr 2002)
  • Compass Financial Management (no longer approved here)

    FRN 182561

    • Employed By (1 Oct 1998 to 11 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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