Lindsay Anne Carter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2020)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF30 Customer (1 Apr 2013 to 1 Sep 2014)
  • Financial Planning For Professionals Limited (no longer approved here)

    FRN 523366

    • (27)Employed By (1 Apr 2013 to 1 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Feb 2008 to 30 Sep 2012)
    • CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2002 to 29 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Financial Planning For Professionals Limited

  2. controlled function added: (27)Employed By at Financial Planning For Professionals Limited