Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 9 Nov 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Nov 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Nov 2020)
- CF4 Partner (5 Jan 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (5 Jan 2009 to 30 Sep 2018)
- CF8 Apportionment and Oversight (5 Jan 2009 to 31 Mar 2009)
- CF10 Compliance Oversight (5 Jan 2009 to 8 Dec 2019)
- CF30 Customer (5 Jan 2009 to 8 Dec 2019)
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- Employed By (1 Oct 1998 to 25 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.