Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shorestone Financial LLP (no longer approved here)

    FRN 491901

    • SMF27 Partner (9 Dec 2019 to 9 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Nov 2020)
    • CF4 Partner (5 Jan 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jan 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (5 Jan 2009 to 31 Mar 2009)
    • CF10 Compliance Oversight (5 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2009 to 8 Dec 2019)
  • Westbury Financial Management (K802) (no longer approved here)

    FRN 188154

    • Employed By (1 Oct 1998 to 25 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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