Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
- CF1 Director (AR) (13 Dec 2018 to 11 Apr 2024)
- CF30 Customer (15 Aug 2013 to 11 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.