Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Dec 2020 to 31 Dec 2024)
- [FCA CF] Material risk taker (18 Dec 2020 to 30 Oct 2022)
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- CF30 Customer (1 Feb 2014 to 17 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 10 May 2010)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.