Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 12 Feb 2025)
    • [FCA CF] Material risk taker (since 5 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Sep 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 22 Jan 2026)
    • [FCA CF] Material risk taker (1 Jan 2017 to 22 Jan 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Jan 2026)
    • CF30 Customer (8 Feb 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.