- IRN
- LXK01397
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 27 Jun 2024)
- [FCA CF] Client dealing (since 16 Apr 2024)
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- [FCA CF] Manager of certification employee (18 Oct 2024 to 5 Nov 2025)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 26 Apr 2023)
- [FCA CF] Client dealing (10 Oct 2018 to 26 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.