Lilian Simerly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA

    FRN 147562

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2023)
    • [FCA CF] Client dealing (since 16 Oct 2023)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (17 Jul 2013 to 27 Nov 2015)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
    • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Feb 2005 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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