Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 30 Oct 2023)
    • Employed By (13 Nov 2020 to 13 Oct 2023)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (14 May 2019 to 13 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.