Liam Thomas Frost

Last updated
2 weeks ago

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • (2176)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (2175)14. Managing investments
    • (2178)[FCA CF] Functions requiring qualifications (since 5 May 2026)
    • (2177)[FCA CF] Client dealing (since 5 May 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2175)14. Managing investments at RBC Europe Limited

  2. controlled function added: (2176)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds at RBC Europe Limited

  3. controlled function added: (2177)[FCA CF] Client dealing at RBC Europe Limited

  4. controlled function added: (2178)[FCA CF] Functions requiring qualifications at RBC Europe Limited