Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (6)CF30 Customer (since 31 Jan 2024)
    • (7)CF1 Director (AR) (since 31 Jan 2024)
    • (8)[FCA CF] Client dealing (since 14 Jul 2023)
    • (5)SMF3 Executive Director (since 2 Mar 2023)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Client dealing (12 Mar 2021 to 30 Aug 2023)
    • CF1 Director (AR) (21 Oct 2019 to 23 Nov 2023)
    • CF30 Customer (18 Mar 2019 to 23 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: CF1 Director (AR) at Anchor Capital Asset Management (UK) Limited

  2. controlled function removed: SMF3 Executive Director at Anchor Capital Asset Management (UK) Limited

  3. controlled function removed: [FCA CF] Client dealing at Anchor Capital Asset Management (UK) Limited

  4. controlled function removed: CF30 Customer at Anchor Capital Asset Management (UK) Limited

  5. controlled function added: (5)SMF3 Executive Director at Anchor Capital Asset Management (UK) Limited

  6. controlled function added: (6)CF30 Customer at Anchor Capital Asset Management (UK) Limited

  7. controlled function added: (7)CF1 Director (AR) at Anchor Capital Asset Management (UK) Limited

  8. controlled function added: (8)[FCA CF] Client dealing at Anchor Capital Asset Management (UK) Limited