Liam Edward McDowell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Jul 2019 to 5 Mar 2021)
  • John Scott Davidson Ltd (no longer approved here)

    FRN 497942

    • (1)Employed By (27 Jul 2019 to 5 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.