Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2020)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 13 Jul 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (18 Feb 2019 to 31 May 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (5 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.