Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Dec 2012)
    • CF4 Partner (AR) (since 28 Dec 2012)
    • Employed By (since 28 Dec 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Sep 2012 to 21 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 21 Mar 2013)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (14 Apr 2011 to 11 Apr 2013)
  • Oakwood Independent Financial Services Ltd (no longer approved here)

    FRN 214089

    • (2)Employed By (14 Apr 2011 to 11 Apr 2013)
  • Chapman Associates Limited (110) (no longer approved here)

    FRN 177830

    • Employed By (2 Jul 2004 to 21 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.