Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2021)
- CF30 Customer (15 Feb 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (24 May 2002 to 28 Sep 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
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- Employed By (3 Sep 2001 to 28 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.