Liam Anthony Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier (Europe) S.A.

    FRN 597896

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (17 Oct 2016 to 11 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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