Liam Andrew Baker

• St. James's Place Wealth Management Plc

  FRN 195351

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2024)
  • CF30 Customer (since 21 Oct 2024)
• Skylark Wealth Management Limited

  FRN 942212

  • (2)Employed By (since 21 Oct 2024)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Functions requiring qualifications (25 Sep 2020 to 31 Oct 2022)
  • [FCA CF] Client dealing (25 Sep 2020 to 31 Oct 2022)
• Bevan Charles Limited (no longer approved here)

  FRN 731257

  • Employed By (11 Aug 2018 to 11 Sep 2020)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (15 Aug 2016 to 11 Sep 2020)
  • CF22 Investment Adviser (Trainee) (17 Apr 2007 to 23 Oct 2007)
  • CF1 Director (AR) (10 Jan 2007 to 23 Oct 2007)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (10 Sep 2013 to 25 Jul 2016)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (484)Employed By (5 Oct 2012 to 24 Jun 2013)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (10 Jan 2007 to 15 Jun 2010)
• Worldwide Financial Planning Limited (no longer approved here)

  FRN 185798

  • Employed By (20 May 2004 to 13 Sep 2004)

No changes recorded yet.