Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (26 Aug 2021 to 1 Jun 2023)
    • [FCA CF] Client dealing (5 Jul 2021 to 1 Jun 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (26 Aug 2021 to 1 Jun 2023)
    • [FCA CF] Client dealing (5 Jul 2021 to 1 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (23 Mar 2021 to 12 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.