Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Spectrum Financial Advice Limited
FRN 731076
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
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- CF30 Customer (4 Aug 2016 to 10 Jan 2019)
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- CF1 Director (AR) (1 Sep 2015 to 1 Jun 2016)
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- CF30 Customer (11 Jan 2010 to 7 Dec 2010)
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- CF30 Customer (20 Jul 2009 to 22 Sep 2009)
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- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (11 May 2005 to 12 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.