Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
  • Watt Money Limited (no longer approved here)

    FRN 612757

    • CF30 Customer (4 Aug 2016 to 10 Jan 2019)
  • Ten Insurance Services Limited (no longer approved here)

    FRN 314593

    • CF1 Director (AR) (1 Sep 2015 to 1 Jun 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Jan 2010 to 7 Dec 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (20 Jul 2009 to 22 Sep 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF22 Investment Adviser (Trainee) (11 May 2005 to 12 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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