Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
- [FCA CF] Functions requiring qualifications (23 Dec 2019 to 28 Aug 2022)
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- Appointed representative dealing with clients for which they require qualification (19 Aug 2022 to 5 May 2024)
- CF30 Customer (18 Jul 2022 to 5 May 2024)
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- (4)Employed By (18 Jul 2022 to 5 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
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