Leslie John Tebbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DPS DIRECTION LIMITED

    FRN 429319

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
    • CF1 Director (9 May 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 May 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 May 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (9 May 2005 to 30 Sep 2018)
  • DPS Solutions

    FRN 231515

    • (1)Employed By (since 17 Feb 2004)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF4 Partner (AR) (17 Feb 2004 to 13 Sep 2005)
    • CF21 Investment Adviser (12 Nov 2002 to 13 Sep 2005)
  • Protexx Financial Services (no longer approved here)

    FRN 211312

    • (5)Employed By (12 Nov 2002 to 11 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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