Leslie John Brady

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF1 Director (5 Aug 2015 to 8 Jan 2018)
    • CF10 Compliance Oversight (6 Jul 2015 to 8 Jan 2018)
    • CF11 Money Laundering Reporting (6 Jul 2015 to 8 Jan 2018)
    • CF30 Customer (6 Jul 2015 to 8 Jan 2018)
  • FIS Global Execution Services Limited (no longer approved here)

    FRN 469919

    • CF28 Systems and controls (21 Feb 2011 to 30 Sep 2011)
    • CF10 Compliance Oversight (31 Jan 2011 to 30 Sep 2011)
    • CF11 Money Laundering Reporting (31 Jan 2011 to 30 Sep 2011)
    • CF1 Director (22 Nov 2010 to 30 Sep 2011)
    • CF3 Chief Executive (22 Nov 2010 to 30 Sep 2011)
    • CF29 Significant management (11 Mar 2009 to 30 Sep 2011)
    • CF30 Customer (11 Mar 2009 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.