Leslie Ian Gabb

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Felix Capital Partners LLP (no longer approved here)

    FRN 954410

    • SMF27 Partner (4 Jan 2022 to 31 Dec 2022)
    • [FCA CF] Client dealing (4 Jan 2022 to 31 Dec 2022)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (30 Nov 2020 to 30 Sep 2023)
    • CF4 Partner (AR) (30 Nov 2020 to 30 Sep 2023)
  • Felix Capital Advisors LLP (no longer approved here)

    FRN 843270

    • (1)Employed By (30 Nov 2020 to 30 Sep 2023)
  • Advent Life Sciences LLP (no longer approved here)

    FRN 534269

    • CF30 Customer (17 Jan 2011 to 31 Mar 2013)
    • CF11 Money Laundering Reporting (17 Jan 2011 to 31 Mar 2013)
    • CF4 Partner (17 Jan 2011 to 31 Mar 2013)
    • CF10 Compliance Oversight (17 Jan 2011 to 31 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.