Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Womble Bond Dickinson Wealth Limited
FRN 596652
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2020)
- SMF3 Executive Director (since 4 Aug 2020)
- [FCA CF] Material risk taker (since 20 Apr 2020)
- [FCA CF] Significant management (since 20 Apr 2020)
- [FCA CF] Manager of certification employee (since 20 Apr 2020)
- SMF16 Compliance Oversight (since 16 Apr 2020)
- [FCA CF] CASS oversight function (20 Apr 2020 to 30 Sep 2021)
- CF30 Customer (23 Apr 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.