Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 10 Aug 2008)
- CF11 Money Laundering Reporting (7 Feb 2006 to 10 Aug 2008)
- Responsible for Insurance Mediation (14 Jan 2005 to 10 Aug 2008)
- CF8 Apportionment and Oversight (31 Jan 2002 to 10 Aug 2008)
- CF10 Compliance Oversight (31 Jan 2002 to 10 Aug 2008)
- CF3 Chief Executive (31 Jan 2002 to 10 Aug 2008)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 10 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.