Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (1 Nov 2007 to 10 Aug 2008)
    • CF11 Money Laundering Reporting (7 Feb 2006 to 10 Aug 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Aug 2008)
    • CF8 Apportionment and Oversight (31 Jan 2002 to 10 Aug 2008)
    • CF10 Compliance Oversight (31 Jan 2002 to 10 Aug 2008)
    • CF3 Chief Executive (31 Jan 2002 to 10 Aug 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 10 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.