Lesley Sokell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A.J. OPTIONS LIMITED

    FRN 613250

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (since 25 Jun 2020)
    • CF1 Director (AR) (since 26 Nov 2014)
    • CF30 Customer (since 26 Nov 2014)
  • Planwise Financial Services Ltd

    FRN 496478

    • (1)Employed By (since 18 Nov 2014)
    • (1)Employed By (23 Feb 2009 to 7 Nov 2014)
  • John P Goldie & Company (no longer approved here)

    FRN 139082

    • (10)Employed By (1 Oct 1998 to 26 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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