Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Jul 2022)
    • [FCA CF] Significant management (since 1 Feb 2022)
  • Tipton and Coseley Building Society (no longer approved here)

    FRN 159601

    • SMF16 Compliance Oversight (23 Sep 2016 to 28 Jun 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Sep 2016 to 28 Jun 2019)
    • SMF4 Chief Risk (23 Sep 2016 to 28 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.