Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 23 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Aug 2019)
    • (2)Employed By (since 22 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Jan 2014 to 30 Sep 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Sep 2011 to 11 Nov 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (29 Mar 2010 to 26 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.