Leonard Ormonde

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & N INSURANCE SERVICE LIMITED

    FRN 305837

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 27 Dec 2012)
    • CF21 Investment Adviser (7 Jul 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Jul 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jul 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • M & N Insurance Service Ltd (no longer approved here)

    FRN 136545

    • (2)Employed By (1 Dec 2001 to 9 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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