Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Sep 2016)
    • Responsible for Insurance Mediation (10 Apr 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (10 Apr 2007 to 31 Mar 2009)
    • CF1 Director (10 Apr 2007 to 8 Dec 2019)
  • Alan Wynne (no longer approved here)

    FRN 212065

    • (2)Employed By (1 Dec 2001 to 10 May 2004)

Recent activity

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