Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABACUS MORTGAGES DIRECT LTD
FRN 465465
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 9 Sep 2016)
- Responsible for Insurance Mediation (10 Apr 2007 to 30 Sep 2018)
- CF8 Apportionment and Oversight (10 Apr 2007 to 31 Mar 2009)
- CF1 Director (10 Apr 2007 to 8 Dec 2019)
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- (2)Employed By (1 Dec 2001 to 10 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.