Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2022)
    • SMF16 Compliance Oversight (since 15 Mar 2022)
    • SMF3 Executive Director (since 15 Mar 2022)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF1 Director (AR) (17 Dec 2020 to 14 Mar 2022)
  • Cow Corner Investing Ltd (no longer approved here)

    FRN 937744

    • Employed By (17 Dec 2020 to 14 Mar 2022)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.