Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cow Corner Investing Ltd
FRN 952833
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2022)
- SMF16 Compliance Oversight (since 15 Mar 2022)
- SMF3 Executive Director (since 15 Mar 2022)
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- CF1 Director (AR) (17 Dec 2020 to 14 Mar 2022)
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- Employed By (17 Dec 2020 to 14 Mar 2022)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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