Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Jul 2013)
    • CF4 Partner (AR) (since 30 Jul 2013)
    • CF4 Partner (AR) (since 30 Jul 2013)
    • (2)Employed By (since 30 Jul 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (12 Jun 2008 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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