Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (1 Oct 2020 to 30 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Nov 2005 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Sep 2025)
    • [FCA CF] Client dealing (1 Oct 2020 to 30 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Nov 2005 to 31 Oct 2007)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF1 Director (29 Apr 2003 to 22 Jul 2005)
    • CF27 Investment Management (1 Dec 2001 to 22 Jul 2005)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • CF1 Director (1 Dec 2001 to 3 Jun 2003)
    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.