Leon Nathan Pein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited (no longer approved here)
FRN 460421
- Appointed representative dealing with clients for which they require qualification (25 Jul 2022 to 1 Aug 2022)
- [FCA CF] Client dealing (25 Jul 2022 to 1 Aug 2022)
- CF30 Customer (19 Jul 2022 to 29 Jul 2022)
David Ian Rose (no longer approved here)
FRN 809824
- Employed By (19 Jul 2022 to 29 Jul 2022)
The PRG Partnership (West London) (no longer approved here)
FRN 540218
- Employed By (4 Mar 2011 to 29 Jul 2022)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (11 Feb 2011 to 5 May 2011)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (18 Jun 2010 to 16 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.