Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Graham Bartholomew Limited
FRN 731146
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] CASS oversight function (9 Dec 2019 to 14 Mar 2023)
- [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2023)
- Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 Jul 2016 to 8 Dec 2019)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.