Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 7 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
    • [FCA CF] Client dealing (30 Jul 2019 to 28 Jul 2020)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 13 May 2025)
    • [FCA CF] Significant management (since 7 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
    • [FCA CF] Manager of certification employee (11 Jan 2019 to 7 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.