Leo Smallwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Aug 2024)
    • CF30 Customer (since 5 Aug 2024)
  • Mortgage Medics Limited

    FRN 475626

    • (3)Employed By (since 5 Aug 2024)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 30 Apr 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Apr 2021 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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