Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 30 Mar 2023)
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
    • [FCA CF] Manager of certification employee (since 31 Aug 2022)
    • [FCA CF] Client dealing (since 31 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2022 to 3 Nov 2022)
    • [FCA CF] Material risk taker (5 Sep 2022 to 3 Nov 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Algorithmic trading (since 30 Mar 2023)
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
    • [FCA CF] Manager of certification employee (since 31 Aug 2022)
    • [FCA CF] Client dealing (since 31 Aug 2022)
    • [FCA CF] Material risk taker (5 Sep 2022 to 3 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2022 to 3 Nov 2022)
    • [FCA CF] Algorithmic trading (since 30 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 31 Aug 2022)
    • [FCA CF] Manager of certification employee (since 31 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2022 to 3 Nov 2022)
    • [FCA CF] Material risk taker (5 Sep 2022 to 3 Nov 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (15 Jan 2019 to 8 Apr 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
    • CF30 Customer (26 May 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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