Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Algorithmic trading (since 30 Mar 2023)
- [FCA CF] Material risk taker (since 4 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
- [FCA CF] Manager of certification employee (since 31 Aug 2022)
- [FCA CF] Client dealing (since 31 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (5 Sep 2022 to 3 Nov 2022)
- [FCA CF] Material risk taker (5 Sep 2022 to 3 Nov 2022)
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Citibank, N.A.
FRN 124704
- [FCA CF] Algorithmic trading (since 30 Mar 2023)
- [FCA CF] Material risk taker (since 4 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
- [FCA CF] Manager of certification employee (since 31 Aug 2022)
- [FCA CF] Client dealing (since 31 Aug 2022)
- [FCA CF] Material risk taker (5 Sep 2022 to 3 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (5 Sep 2022 to 3 Nov 2022)
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Citibank Europe plc
FRN 211646
- [FCA CF] Algorithmic trading (since 30 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
- [FCA CF] Material risk taker (since 4 Nov 2022)
- [FCA CF] Client dealing (since 31 Aug 2022)
- [FCA CF] Manager of certification employee (since 31 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (5 Sep 2022 to 3 Nov 2022)
- [FCA CF] Material risk taker (5 Sep 2022 to 3 Nov 2022)
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- [FCA CF] Manager of certification employee (15 Jan 2019 to 8 Apr 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
- CF30 Customer (26 May 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.