Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • CF29 Significant management (1 Nov 2007 to 8 Aug 2014)
    • CF1 Director (7 Mar 2007 to 2 Jul 2014)
    • CF20 Significant Mgt (Settlements) (21 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 7 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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